HKIB 2nd Annual Banking Conference

Miss Au has been appointed as Permanent Secretary for Financial Services and the Treasury (Financial Services) of the Financial Service and the Treasury Bureau since January 2009. Her responsibility is to maintain and enhance Hong Kong's status as a major international financial centre, and facilitate and co-ordinate initiatives to upgrade overall market quality and to ensure that Hong Kong's regulatory regime evolves with modern market needs.

Miss Au joined the Hong Kong Government as an Administrative Officer in 1982. She joined the Monetary Affairs Branch in 1988 and formulated policies for the establishment of the Securities and Futures Commission after the 1987 stock market crash. In 1999 she joined the Financial Services Bureau as a Deputy Secretary for Financial Services and was in charge of modernizing the regulatory regime for the securities and futures market in Hong Kong. She oversaw the enactment of the Securities and Futures Ordinance in 2002 and its commencement in 2003.

Miss Au was educated in Hong Kong, the UK and the US. She obtained a B.Soc.Sc(Hons) degree in Economics from the University of Hong Kong, and a Master degree in Public Administration from Harvard University.

Professor Ba Shusong is the vice director of Financial Research Institute of Development Research Center of the State Council, the chief economist of China bank association and a doctor tutor. He is a standing committee member of Youth Federation of CPC and enjoys special allowance from the State Council. He is also an EA Vendor Evaluation specialist of MOHRSS, the member of Mutual Fund Evaluation Committee of CSRC, specialist of the Examination Committee of CBRC, the vice secretariat of China Macro Economy Association, the tutorial specialist of Post-Ph.D research station of China Merchant Bureau and China Merchant Bank. Prior to this, he has been the vice governor of Hangzhou Branch of Bank of China, the Assistant General Manager of BOC Hong Kong, the supervisor of Strategic Development Committee of CSRC, the deputy director of the Economic Department of the Liaison Office of China Central People’s Government in Hong Kong. He has published more than 20 books. Mr. Ba Shusong also gave lectures to the Political Bureau of the CPC Central Committee. He has been awarded the 10 years Special Contribution Award of China Asset Management Industry, the Local Finance Contribution Award, the most influential independent director and 2009 Global Youth Leader ( by YGL).

Born in China, educated in Hong Kong, Australia, and the United States, Miss Phyllis Ling Chen was among the first generation of computer specialists to work in a business environment. She has worked as a computer programmer, systems analyst, project manager, consultant and lecturer in an established career that has spanned Australia, the United States, Canada, and Asia.

Phyllis worked closely with Nien-Ling Wacker, the founder and CEO of Laserfiche, to get the company and the product off the ground. She was an original investor who helped obtained funding to develop Laserfiche. Phyllis continues to be associated with Laserfiche, and is a trusted advisor to Ms. Wacker, in areas of long term strategy planning and market development. She has also been responsible for monitoring the progress of a satellite R&D Division in Shanghai, China. When the company decided to spin off the international business with the goal of faster growth, Phyllis was given the task of executing these plans.

Since mid 2009, Phyllis has set up Laserfiche International Ltd. in Hong Kong, and Laserfiche International Technology Ltd. in Shanghai, China. She is now the Managing Director of both these companies, and is responsible for their overall management and direction, especially in strategic planning and market development.

Phyllis matriculated in Melbourne and received her Bachelor of Applied Science in Data Processing from the University of Adelaide in 1967. She completed her MBA from the University of Southern California in Los Angeles in 1973.

Currently a resident of Hong Kong, Phyllis has lived in Melbourne, Adelaide, Los Angeles, Edmonton, Vancouver, Toronto and Shanghai. An avid world traveler, Phyllis has travelled extensively in Asia, America, Europe, and Australia. She speaks fluent English, Cantonese, Putonghua and Shanghai.

朱建清簡介
朱建清先生幼承庭訓，在香港理工學院修讀建築系畢業後在父親創立的朱祥興建築公司工作，承辦香港政府維修及建築工程，秉承及發揚父親的勤奮精神，將公司業務推廣至國內及海外美加等地。
1980 在黃克競工業學院營造系担任夜校講師五年；
1985 年到美國及加拿大五個城市，開拓房地產及物業顧問事業，並獲美國南加州最佳住宅小區設計獎；
1993 年回到中國惠州市發展房地產業務，將外國小區的開發理念引進博羅縣，落成的祥興花園及開發中的榕城華庭備受用戶一致好評；
1999年獲中國人民政治協商惠州市委員會委任，現任政協惠州市常委、居港委員聯絡組召集人及組長，積極參與香港及惠州社團活動；
2003年獲中國廣東省惠州市頒授名譽市民；
現任社會公職：
惠州市外商投資企業協會常務副會長
香港惠州同鄉總會理事長
香港惠州社團聯合總會常務副主席
香港深水埔工商業聯絡委員會副主席
香港深水埔區少年警訊名譽會長
香港童軍總會新界地域名譽會長

2005年發起政協惠州市居港委員成立惠州市港澳慈善基金管理委員會，出任撥款委員主席，在惠州推動慈善活動，至今籌募三千多萬元，主要用於扶助教育、治療白內障等項目；並發動義工進行各項慈善活動，減省行政費用，確保善款有效運用，將關愛傳播到弱勢社群，支持及响應惠州市政府的號召共同打造『惠民之州、愛心之都』；

目前是十數家企業的董事, 業務分佈在中國、香港、美國及加拿大。

Ms Meena Datwani is the Executive Director of Banking Conduct Department of the Hong Kong Monetary Authority. She deals with a wide range of issues including supervising authorized institutions’ securities business, banking consumer issues, anti-money laundering issues, payment and settlement systems oversight and licensing of authorized institutions. As the Chief Executive Officer of the Deposit Protection Board, she is responsible for the day-to-day operations of the Board. Prior to heading the Banking Conduct Department, Ms Datwani served as a Deputy General Counsel from 1999 specialising in advising on banking issues.

Arjan has 12 years of experience within ABN AMRO of which more than 4 years in Asia. Arjan started his financial career with the Hollandsche Bank Unie (HBU) and later on became Head of Treasury & Special Products at ABN AMRO Private Banking in the Netherlands.

Early 2006, he relocated to Singapore to take up the position of Regional Head of Treasury & Special Products for ABN AMRO Private Banking Asia. With his understanding of the needs of Asian clients, Arjan moved to Hong Kong in April 2010 and was appointed as Head of ABN AMRO Private Banking for North Asia.

Arjan graduated with a Master of Science degree in Business Economics from Nyenrode University, The Netherlands Business School.

Mr. Michael Fraccaro is currently the Head of Learning, Talent, Resourcing and Organisation Development for Human Resources Asia Pacific. He has been in this role since January 2009. He was previously Head of Human Resources, Hong Kong/Asia Pacific for Retail Banking. Before moving to Hong Kong, he was Head of Human Resources in Australia and has been with the Group for about 10 years. Prior to joining HSBC, Michael has worked in other financial services organisations in Australia and the Middle East. Michael has a degree in education and masters in HR.

Dr. Patrick Yuk Bun Fung obtained his MBA degree from University of Toronto in 1973, and was awarded an Honorary Doctor of Business Administration by the Hong Kong Polytechnic University in 2001 and an Honorary Doctor of Laws by the University of Toronto in 2005. Dr. Fung joined Wing Hang Bank in 1976 and was appointed a Director of the Bank in 1980. He was appointed Chief Executive in 1992, and then Chairman and Chief Executive in April 1996. Dr. Fung is the Chairman of numerous subsidiaries within the Group.

Dr. Fung is a Non-Executive Director of Miramar Hotel and Investment Company Limited and an Independent Non-Executive Director of The Link Management Limited. He is a member of the Exchange Fund Advisory Committee (EFAC) and the EFAC Financial Infrastructure Sub-Committee, a member of the Hong Kong Tourism Board, a member of the Court of the Hong Kong Polytechnic University, a Council member of the Hong Kong University of Science and Technology, Vice President of the Hong Kong Institute of Bankers and a member of the Board of Trustees of the Lord Wilson Heritage Trust.

Mr. Ean Wei, Gan, Principal of Customer Intelligence at SAS Hong Kong, is responsible for driving the development of Customer-centric initiatives, helping clients improve their marketing accountability and profitability.

Ean Wei has 14 years working experiences in various industries across Asia Pacific region and held different positions in Marketing, Business Development, Customer Services and Supply Chain.

Ean Wei holds a Master of Business Administrations (MBA) from University of Bradford, School of Management, United Kingdom and a Bachelor of Science Degree in Chemical Engineering from University of New Brunswick, Canada.

Mr. Montgomery Ho is the Chairman of the workgroup for the development of RMB trade settlement service in HSBC Hong Kong. He also was the Chairman of RMB working group of Hong Kong Association of Banks in 2009, spearheading the launch of RMB Trade Settlement Services within banking industry in Hong Kong when the scheme was launched in July 2009. Montgomery is in frequent contact with financial regulators both in Hong Kong & China, providing advice and information to the regulators with a view to promoting the RMB trade settlement business in Hong Kong and internationally.

Montgomery has been Managing Director Commercial Banking in Hong Kong since November 2007, overseeing HSBC’s teams of relationship managers who look after corporate customers from around the world and Greater China.

Montgomery joined HSBC in 1983 after graduating from university. He has a wealth of experience in frontline lending as well as expertise in dealing with clients in industries such as textiles, garments, toys and electronics, and packaging and printing.

He holds a Bachelor of Arts degree in History from The University of Hong Kong, and an MBA from The Chinese University of Hong Kong.

Angelina Kwan is currently a Consultant advising on corporate governance, compliance and regulatory matters for companies in the financial services sector. She was most recently the Chief Operating Officer for Cantor Fitzgerald in Asia and was responsible for all operating aspects of the companies’ existing businesses and future ventures. She was also with the Securities and Futures Commission of Hong Kong where she held the positions of Director of the Supervision of Markets Division as well as Director of the Enforcement Division. Ms. Kwan has over 24 years of experience in Management, Regulation, Compliance, Audit and Internal Audit across a wide range of businesses in both Asia and the US.

A Certified Public Accountant both in Hong Kong and the United States, Ms. Kwan holds a Bachelor of Science in Business Administration (Accounting), an M.B.A. (Finance) and a Bachelor of Laws. She is an Honorary Adjunct Professor of Finance for the Hong Kong Polytechnic University, a SFC appointed Director and Fellow of the Hong Kong Securities Institute, a Director of the Securities Industry Development Corporation of Malaysia, a Director-in-Residence – Asia Pacific Region - Institute for Excellence in Corporate Governance, School of Management - The University of Texas at Dallas, and serves on a number of Boards and Committees. She lectures frequently for the Hong Kong Polytechnic University, as well as various international government and regulatory organizations and course providers.

Bank of Singapore, is a wholly owned subsidiary of OCBC Bank, one of Asia’s leading financial services groups and the second largest in Southeast Asia, classified by assets. Recently voted Best Private Bank in Singapore and Best Private Wealth Management Bank in Southeast Asia and Singapore, and building on the Bank’s past success and its consistent ranking amongst the top 5 global private banks in Asia, Bank of Singapore is positioned as Asia’s global private bank, operating as a dedicated private banking subsidiary with its headquarters in Singapore and a branch in Hong Kong.

Mr. Kwan is a veteran banker with 32 years of banking experience. He has worked in global financial institutions like Bank of America, Citibank, ING Bank and now Bank of Singapore in various banking segments including consumer, commercial, corporate and private banking. His international banking experiences also include countries such as Canada, US, Taiwan, Hong Kong, China & Korea.

Mr. Kwan has been in a leadership and management capacity in the private banking segment since 1992, through which he has built solid and experienced teams serving private clients in Asia and globally.

Mr. Daryl Kwok is Director and Investment Centre Head for Citi Private Bank in Hong Kong.

Assuming this position since February 2009, he plays a crucial role in overseeing the Hong Kong booking centre infrastructure for Citi Private Bank.

With over 20 years of experience in the financial industry, Daryl has accumulated a wealth of banking, compliance and control knowledge in the areas of investments, credit, risk management and asset management. He was previously the Compliance Head for North Asia of the private bank and Head of Business Platform.

Prior to joining Citi in 1998, Daryl started his career at Coopers & Lybrand in both the auditing and corporate finance departments and joined JP Morgan in 1994 where he worked for 4 years.

Daryl holds a Bachelor of Science degree and a Master of Business Administration degree from the Monash University, Australia and also a Legal degree from the Beijing University, China.

Mr Kwok is an Honorary Senior Research Fellow in the School of Economics & Finance, University of Hong Kong since November 2008. Between 2004 and 2008, he was the Government Economist of the HKSAR Government, providing macro and micro economic analysis and making policy recommendations on economic development, trade, financial services, fiscal policy, and various social policy areas. Before joining the Government, Mr Kwok was the Regional Chief Economist of Standard Chartered Bank for East Asia and before that a Senior Economist of HSBC.

Mr Kwok served on numerous committees and boards in Hong Kong, covering areas such as economic development, trade and industry, financial services, technology and innovation, land and housing, town planning, environment, construction, and education & training. He also served as the Chairman of the Hong Kong Coalition of Services Industries and the Honorary Economist of the British Chamber of Commerce in Hong Kong.

Mr Kwok was awarded the Bronze Bauhinia Star in 1999 and was appointed a Justice of the Peace in 2003 by the Hong Kong SAR government, in recognition of his contribution to public policy making in Hong Kong.

Mr Kwok got his B Soc Sc degree from the University of Hong Kong in 1976. He then obtained a M Phil (Econ) from the Chinese University of Hong Kong in 1984 and a M Soc Sc in Public Administration from the University of Hong Kong in 1986.

Miss Nita Law is the Head of Human Resources Division, North East Asia in Standard Chartered Bank covering HK, China, Taiwan and Japan.

Nita is a very experienced HR professional with extensive international exposure. She worked in many different parts of the Standard Chartered Group in the past twenty years including being Head of HR in India and South Asia, Head of HR Taiwan, Head of HR for the Group Custody business based in Singapore and more recently running the HR Integration for Hsinchu in Taiwan. Nita has successfully championed many business integration and transformation; talent and leadership development; and employee engagement spanning across different geographies and culture within the Standard Chartered Group.

Her breadth of knowledge, strong performance culture and insights on people help to drive the business performance of the Bank through productivity and engagement of the work force.

HKUST BBA (ACCT), HKICPA, LLB and FRM

KPMG – external audit for more than 3 years
HKMA (Banking Supervision) – both offsite and onsite examiner for around 5 years
Fimat/Newedge (SG Group) – regional head of operational risk for around 5 years
HSBC – operational risk of TSC AMH for around 4 months

Founding member of Institute of Operational Risk
HKICPA workshop facilitator

Dr. Leung obtained his doctoral degree in Psychology in the United States and is a Registered Psychologist in British Columbia, Canada. He is the Chairman of Dr. Leung & Associates Limited, and Registered School Manager for all registered schools under The Hong Kong Council of the Church of Christ in China.

Senior Management and Consulting Experience - Dr. Leung has served as senior management consultant in various capacities. His management and consulting experience included a senior level appointment as Director of Asian Programmes and Partner of a global psychological firm in Canada, Director of Student Affairs of The Chinese University of Hong Kong, and Director of The Canadian Chamber of Commerce in Hong Kong.

Professional Consultancy - Dr. Leung works as Consultant to the public, educational and commercial sectors. His commercial clients range from multinational corporations, to various industries including insurance, banking and finance, high technology, service, manufacturing, public utility, etc.

Dr. Leung is experienced in coaching people to overcome their psychological barriers to success. He has been involved in implementing leadership training programs as well as change management programs in corporations in Asia and North America.

His style in conducting seminars and workshops is a mixture of humour and seriousness. He encourages participants to take part in the intellectual as well as the experiential learning process. He is open to sharing and challenges to ensure that participants get the best out of their experiences.

International Experience - Dr. Leung has worked in a wide range of countries in Asia, Canada, and The United States. He has conducted over a thousand seminars and workshops in these countries. While living in Canada, Dr. Leung co-hosted a live phone-in radio programme on psychological issues. Dr. Leung has an in-depth appreciation of cross-cultural concerns, particularly the differences between the oriental and the western cultures.

Mr Leung is currently Executive Director and Head of Personal Banking of Hang Seng Bank. He is responsible for the Bank’s financial services to individual customers which cover deposits, loans, trust, private banking, insurance and the Bank’s branch network.

Prior to joining the Bank in 1994, Mr Leung held key positions in major financial institutions in Hong Kong and Australia, which include American Express, Standard Chartered Bank, Visa International and MasterCard International.

Mr Leung graduated from the Hong Kong Baptist College in 1978, and received a Diploma in English Language and Literature. He was elected honorary Certified Financial Management Planner (“CFMP”) of the Hong Kong Institute of Bankers in 2007.

Mr Leung is active in community services. He was appointed Justice of the Peace on 1 July 2005 and honoured with a Bronze Bauhinia Star on 1 July 2009 by the HKSAR Government.

Teresa Lin is Senior Advisor of Institutional Banking Group and China; Vice Chairman of DBS Bank (China) Limited. She served as CEO of DBS (China) Ltd. from 2007-2009. She is a member of DBS Group Holdings Management Committee since 2005.

Lin joined DBS in 2001 as Head of Enterprise Banking in Hong Kong and has led the growth of the small and medium enterprise portfolio with customer-focused trade, factoring and equipment finance services. Under her leadership, Enterprise Banking business has experienced significant growth in Greater China.

Lin has extensive experience in the banking and financial industry in the region. Prior to joining DBS Bank, Lin held senior positions at financial institutions including Dao Heng Bank, Dah Sing Bank, Citibank and Hong Kong & Shanghai Banking Corporation Ltd. She was appointed managing director of Citicorp Commercial Finance (HK) Ltd in 1991 and was head of Citibank’s Emerging Local Corporate business in Hong Kong in 1996. She was the senior executive director of Dah Sing Bank and managed their Commercial Bank, Director of Bancassurance and Private Equity before joining DBS.

Since 1991, Lin has held executive positions in numerous advisory and consultative committees in Hong Kong like The Finance Houses of Hong Kong and The Hong Kong Equipment Leasing Association. She was chairman of the latter from 1995 to 1998. She was appointed member of the Small and Medium Enterprises Committee (SMEC) of the Trade and Industry Department, Hong Kong SAR Government from 2003-2008. In 2004, she was invited as Advisor to the Small and Medium Size Enterprises Sub-committee of the Association of Chartered Certified Accountants (ACCA) Hong Kong till August 2007. Lin was appointed by the HKSAR Government as a member of the Banking Industry Training Advisory Committee (ITAC) of the Education and Manpower Bureau in August 2006.

In China 2007 she was nominated members of the Singapore-Jiangsu Collaboration Council and Singapore-Guangdong Collaboration Council; Vice Chairman of the Foreign Bank Sub-committee of the China Banking Association; Founding member of The Business Conference Board China.

In Scott’s current position he is responsible for the development of new channel partnerships for US and International markets. The goal is to integrate LexisNexis Financial Services solutions with industry leading 3rd party applications. During Scott’s 7 years at LexisNexis he has been actively involved with AML and compliance solutions. Scott has consulted with financial institutions, both large and small, on best practices for meeting current and future compliance requirements. Prior to LexisNexis, Mr. Luer spent 13 years in the global telecommunications industry during a time of significant deregulation. Scott worked with many of the largest telecom providers in the United States and internationally to bring new products and services to market. Scott Luer has over 25 years of experience in deploying software, hardware and service solutions for a broad range of customers in many varied markets. Scott holds a Bachelor of Science in Business Administration from the University of Arizona.

Miss Rose Luk is a Division Head at the Banking Policy Department of Hong Kong Monetary Authority (HKMA). She joined the HKMA since its establishment in 1993 and has worked in a number of divisions, including Banking Supervision and Finance. Her recent responsibilities include supervisory policy related to accounting and disclosure standards, regulatory capital, operational risk, Islamic finance, corporate governance and remuneration practices. She also acts as the Basel II project manager in the HKMA, with the current responsibility of coordinating the implementation of the package of enhancements to the Basel II framework issued by the BCBS recently.

Miss Luk is a member of the Executive Committee and the Chair of the Professional Standard and Examination Board of The Hong Kong Institute of Bankers.

1997年09月-1975年99月於中央黨校函授學院政法專業讀大學本科
1981年03月-1984年08月于中國人民銀行惠東支行平海辦事處擔任辦事員職務
1986年09月-1998年12月于中國工商銀行惠東縣支行信貸股擔任信貸員、會計員、副股長、股長、副行長職務
1998年12月-2000年09月于中國工商銀行惠陽市支行擔任行長職務
2000年09月-2005年08月于中國工商銀行惠州市分行擔任副行長職務
2005年08月-2009年12月于惠州市金融服務辦公室擔任主任職務
2009年12月至今于惠州市人民政府金融工作局擔任局長職務

Professor Ma was born and educated in Hong Kong. He graduated with a Bachelor of Arts (Honours) degree from the University of Hong Kong in 1973 majoring in economics and history. Since graduation, he had taken up different major positions of various local and overseas banks, financial institutions and major companies, including Chase Manhattan Bank, Royal Bank of Canada Dominion Securities, JP Morgan, Kumagai Gumi (HK) Limited and Pacific Century Cyberworks Limited. He has rich experience in banking and financial sector. In 2002, he joined the Hong Kong Government as the Secretary for Financial Services and the Treasury and assumed the post of Secretary for Commerce and Economic Development in 2007. He resigned from the Government in July 2008 due to medical reasons. In October 2008, he was appointed as an Honorary Professor of the School of Economics and Finance at the University of Hong Kong. Professor Ma was appointed as a Member of the International Advisory Council of China Investment Corporation in July, 2009. Currently, he is the Chairman and Non Executive Director of China Strategic Holdings Limited.

Mr Eddie NG Hak-kim, Chairman of the Human Capital Management Consulting Limited , Independent Non-Executive Director of Stella International Holdings Ltd., graduated from the Chinese University of Hong Kong with a Bachelor of Social Science (B.Soc.Sc) and the University of Hong Kong with a Master of Social Science (M.Soc.Sc) in 1976 and 1981 respectively. He has been appointed Justice of Peace since 2004, and Adjunct Professor of HKBU’s School of Business as well as Honorable Professor of MBA School of Shanghai University.

He has over 25 years' professional human resources management experience in multinational corporations like Motorola, Citibank, AT&T, Lucent Technology, Jardine Fleming Holdings, J.P. Morgan Chase Asia Pacific and Macquarie Bank as regional HR leader till early 2007. Currently he is consulting with local , regional and international corporations, and is active in business chambers, professional and public bodies, and as Executive Coaches for senior executives in public and private sectors.

He is awarded fellow membership from the Hong Kong Institute of Human Resources Management (HKIHRM), Hong Kong Management Association and Hong Kong Institute of Directors. In community service, Mr. Ng is the Chairman of the HK Examination and Assessment Authority, Ex-Deputy Chairman and Chairman of Staff Committee of the Hong Kong Institute of Education, Past President and currently Executive Council Member of HKIHRM, member of Audit Committee and Remuneration Committee of Hong Kong Housing Society , not the least Member of HK Housing Authorities, and chairman of its Audit Sub-committee. Since early this year, Eddie has been appointed member of the HK Independent Police Complaints Council.

For past professional services, he was President of the World Federation of Personnel Management Association for two years, President of HKIHRM for five years, and President of Asia Pacific Federation of Human Resources Management for three years.

Mr. Ng is also a constant speaker and guest lecturer for local, regional and international chambers, universities and professional bodies. He is Lecturer for Principal-ship for Center of Education Leadership of HKU, speaker to senior officer classes for HK SAR Police organization, Executive Coaching for MBA / EMBA of universities, just a couple of examples.

Mr. Po has been a securities regulator since 1990 and is currently the Senior Director and head of the SFC’s Intermediaries Supervison Department. In this role, Mr Po has primary responsibility for supervising intermediaries in the securities and futures sector to embrace high standards of conduct, integrity and service.

The SFC supervises over 1,500 financial intermediaries in Hong Kong including securities dealers, brokers, asset managers, financial planners and corporate finance advisers. Mr. Po oversees key activities such as carrying out on-site inspections of firms and meetings with senior management of financial corporations for the purpose of identifying and managing risky firms and detecting misconduct. He has also been actively involved in the formulation and implementation of anti-money laundering measures for the securities and futures industry.

Mr. Po is the Chairman of the International Organisation of Securities Commissions (“IOSCO”) Standing Committee 3 on regulation of market intermediaries. The SC3 is part of IOSCO’s standard setting body that is responsible for reviewing and proposing standards on the regulation of market intermediaries in a cross border environment. The SC3 currently comprises of members from 16 regulatory authorities in Europe, America and Asia.

Mr. Po is a qualified accountant and holds a MBA and BBA degree.

Mr. Fugang Shou is the Chief Executive Officer of Bank of Communications Co., Ltd, Hong Kong Branch. Before his appointment as CEO, Mr. Shou was the Deputy General Manager of Hong Kong Branch and was responsible for supervision of treasury activities, fund management and information technology of the bank.

Mr. Shou joined the bank in 1987. He worked for Bank of Communications New York Branch between August 1991 and October 1993. Before his assignment in Hong Kong, Mr. Shou was the Deputy General Manager and Treasurer of International Banking Department, Head Office.

Mr. Shou holds the Master of Economics degree from Fudan University, China, and Master of Business Administration of Kellogg School, Northwestern University, USA and Hong Kong University of Science and Technology.

Mr. Shou is the Board Director of the Hong Kong Chinese Enterprises Association, Committee Member of the Chinese General Chamber of Commerce, Fellow Member of The Hong Kong Institute of Directors and Full Member (Practising) of Treasury Markets Association.

Anna Stephenson is Asia Pacific Head of Operational Risk Management at Citigroup, based in Hong Kong. Before moving into Operational Risk Management in 2006, she was Deputy President of NikkoCititrust, a Japanese Trust Bank joint venture with Nikko Cordial Group. Anna joined Citigroup in 1998 and has worked in several divisions including Product Management, Relationship Management and Derivative Operations. Prior to working at Citigroup, Anna spent time at JP Morgan, Andersen Consulting and Lloyds of London, working in London, Toronto and New York.

Anna was a founding member of one of Citigroup’s most successful diversity networks and has taken a proactive role in promoting diversity initiatives in the financial services industry in Japan and Hong Kong.

Anna holds an MA from Oxford University, UK with a major in Philosophy. She currently serves as Treasurer of Women in Finance Asia.

Jeffrey Tang is Towers Watson Talent & Rewards Director for Hong Kong, in charge of Talent, Rewards & Communications and Executive Compensation. He has been with the firm for over 5 years and worked in our South East Asia offices prior to his transfer to HK to assume his present role.

Jeffrey has worked with clients across Asia Pacific, Europe and US including large regional corporations, sovereign wealth funds, semi government linked companies, family owned conglomerates and multinationals. He consult extensively in the financial services and his clients includes universal banks, investment banks, asset management companies and private equities firms.

Jeffrey currently serves as an executive compensation advisor to a number of organizations across Hong Kong and South East Asia including a number of remuneration committee appointments.

He has led numerous long term incentive/equity engagements in Singapore, Hong Kong, People’s Republic of China, Indonesia, Malaysia and UAE. He work with both listed and unlisted companies and some of his engagements includes design of founders plan, carried interest plans, pre-IPO and post IPO situations.

He has worked on major HR transformation and M&A engagements across various locations in Asia including rewards strategy, organisational design, incentive plans, business performance management, pay management, career management and competency framework development.

He led a major industry wide initiative to develop an industry wide competency framework that will form the foundation for recruitment, succession planning, learning and development path and career progression model. The framework sets out the core and technical competencies required of a practitioners based on different career progression framework.

Prior to joining Tower Watson, Jeffrey was heading the CEO’s office of a large banking group in South East Asia focusing on corporate strategy and business planning.

Jeffrey holds a degree in Bachelor of Science (Econ) Accounting and Management from Cardiff Business School, University of Wales, United Kingdom.

Rose is the Head of Human Resources for APAC, UBS AG, based in Hong Kong.

Prior to joining UBS in 2000, Rose had worked in organizations in the US and in Hong Kong, including Merrill Lynch, Digital Equipment Corporation and Hutchison Whampoa.

Rose has more than 20 years of working experience in the Human Resources field, holding key positions as Head of Human Resources, Leadership & Development, Compensation and Benefits, HR Operations and Client Relationship Manager.

In addition to her professional responsibilities, Rose has been an Honorary Advisor to the Hong Kong Federation of Business Students (HKFBS) which is a non-profit making organization for local tertiary
business students.

Rose holds a Business Administration degree majoring in Accounting from the Chinese University of Hong Kong and an MBA in Marketing from the Southern Illinois University in the United States.

Miss Jessie has over nine years of market research experience. She is a seasoned qualitative researcher who has served for clients across different industries, including finances, FMCG, retail services, apparels, and public enterprises, etc.

Prior to joining Cimigo, she was working for The Nielsen Company, Hong Kong, where she specialized in qualitative research and headed the qualitative unit.

Her competence and dedication is well recognized by her clients, through her insights driven analysis and her expertise in moderation. Her personalities and moderation skills also allow her to have deep-dive understanding different types of target respondents, from general public to industry professionals.

In her role, Jessie has strong initiatives in developing and adopting new research methodologies to best fit clients’ changing needs.

Jessie holds a Bachelor of Applied Science in Engineering degree from The University of British Columbia.

Mr. Wang has a distinguished banking career with extensive experience in managing Corporate, Personal, Private and Investment banking operations in North America, Mainland China and Hong Kong in the past 36 years.

Mr. Wang started his banking career in 1973 with HSBC. He became Chief Executive Officer China in 1994. Through 2002, he succeeded in establishing HSBC the largest foreign bank in China. In 2003, Mr. Wang was posted to USA as Regional President West Coast USA & Executive Vice President Asian Markets overviewing the development of China business in North America through 48 Asian branches.

In 2006, Mr. Wang returned to China. He was appointed as President of China Minsheng Bank, being the first Hong Kong Chinese to take on such a role in a major domestic bank. During his tenure, Mr. Wang was instrumental in the development of his bank from a Corporate Banking-focused institution into a full-fledged Commercial Bank. He introduced various international practices to the management of the bank. The bank was listed in Hong Kong in 2010.

Mr. Wang has now taken up two advisory roles, one with the Institute and the other with McKinsey Company as a Senior Adviser. He has recently published a book in Hong Kong, named “The Art of Managing in the North”.

Helen Wong is President and Chief Executive Officer of HSBC Bank (China) Company Limited and an Executive Director of the Board of HSBC China.

Ms Wong has over 25 years of extensive commercial and investment banking experience in Greater China and the Asia-Pacific region. She joined the HSBC Group in 1992 and has served as Manager Syndicated Finance, Senior Capital Markets Manager, Head of Debt Capital Markets Greater China and Managing Director of Global Banking in Hong Kong. She has held leading roles in spearheading projects and new businesses that have supported the expansion of HSBC’s capital markets franchise in Asia. As a key management team member in Global Banking, she was responsible for the coverage of government and major Greater China corporate businesses in Hong Kong.

Ms Wong was appointed Deputy Chief Executive Officer of HSBC China in September 2009. In addition to this role, she was also responsible for HSBC China’s Global Banking, Global Markets, Global Transactional Banking including Payments and Cash Management, Trade and Supply Chain and Securities Services as well as Branch Management and Strategic Partnership liaison. She was appointed by HSBC China Board as President and Chief Executive Officer in June 2010.

Ms Wong graduated from the University of Hong Kong in 1983 with a Bachelor of Social Sciences Degree.

Mr. Wong Yuen Fai, aged 54, was born in Hong Kong. Mr. Wong holds a Master’s Degree in Applied Finance from the Macquarie University, Australia, and is an associate member of the The Chartered Institute of Bankers (UK) and The Institute of Chartered Secretaries and Administrators (UK). Mr. Wong is currently a member of the Hong Kong Town Planning Board, member of the Hong Kong Housing Authority, member of the Banking Advisory Committee of the Hong Kong Monetary Authority, the Honorary Treasurer of Friends of the Earth (HK), member of Securities and Futures Appeals Tribunal, Executive Committee Member of The Hong Kong Institute of Bankers, member of the Board of Director of The Community Chest of Hong Kong, Chairman of the Board of Director of Hong Kong Dance Company, and Standing Committee on Directorate Salaries and Conditions of Service.

Mr. Wong started his banking career, which spans over 36 years, in 1974 with Standard Chartered Bank. He became the treasurer of Standard Chartered Bank in 1991 and was further promoted in 1995 to the position of Regional Treasurer of North East Asia and eventually the Chief Executive Officer of Standard Chartered Bank’s China operations from 2001 to 2003. During his tenure as the Chief Executive Officer of China region, Mr. Wong was entrusted to drive the bank’s developments in China and had built extensive relationships with the regulators, industry and customers.

Mr. Wong joined Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) as Deputy General Manager since July 2004 and was appointed as Executive Director and Alternate Chief Executive with effect from August 2004 to spearhead ICBC (Asia)’s strategic business developments in China and Hong Kong, including overseeing the integration between ICBC (Asia) and the previously acquired Belgian Bank as well as other business management aspects.

Miss Wendy Wong Woon-ping is the General Manager and Head of China Division for The Bank of East Asia, Limited (“BEA”). Miss Wong, who has over 20 years’ experience in the banking industry, is responsible for business development for the Mainland, Macau and Taiwan.

Miss Wong has held a number of managerial positions within China Division, including Head of Investment Consultancy Section, Head of Property Lending Department and Head of Branch Operations and Development Department. She took up the position of General Manager and Head of China Division in April 2009.

Miss Wong holds an MBA from the University of Birmingham, United Kingdom and is a Member of The Chartered Institute of Marketing.

Dominic is the Head of Operational Risk Management with the Nomura Group based in Hong Kong. He covers front to back activities in Asia excluding Japan. His role is to put the global operational risk strategy into practice by integrating operational risk activities into daily business operations and fulfilling regulatory requirements. Dominic has more than 16 years of extensive experience in the investment, commercial, consumer and private banking practice gained from Japanese, European and US banks, and also in an international accounting and consulting firm specialising in information and operational risk management formulation and execution. Besides Nomura, he has worked with ABN AMRO, Dresdner Bank, Merrill Lynch, Barclays Capital and KPMG.

Dominic is a sought out speaker and has spoken in various ERM, ORM and Financial Services conferences and forums organized by Hong Kong Securities Institute, GARP, Asia Risk, RiskMinds as well as other international event organisers in Hong Kong and China. He has also led several industrial working groups to address the issues and work out the roadmap for the ORM practice. Formerly, he has been a tutor with the University of Hong Kong lecturing on investment and accounting to the general public. He has also written articles on promoting ORM awareness and programs in Asia-Pacific. He is also a part-time consultant working for Risk Management Institute of National University of Singapore to develop and deliver the professional programme on operational risk management.

Dominic is a Certified Fraud Examiner (US), Chartered Accountant (UK), Certified Public Accountant (CPA), Certified Information Auditor, Chartered Company Secretary, a Professional Member of the Institute of Operational Risk and did his MBA from the University of Hull, UK. He is the first Chairman of the Asia Chapter of the Institute of Operational Risk.

Miss Rita Yeung is the Head of Division A in the Banking Policy Department of the Hong Kong Monetary Authority (“HKMA”). She is responsible for the development of banking supervisory policies relating to such areas as credit, market and liquidity risks as well as Basel II implementation in Hong Kong, including in particular the IRB, market risk and securitization approaches under Pillar 1 and the supervisory review framework under Pillar 2. She is currently the HKMA representative in the Basel Committee’s Working Group on Liquidity, and has participated in the development of the Principles for Sound Liquidity Risk Management and Supervision issued by the Committee in September 2008 and the proposed global liquidity standards issued by the Committee for public consultation in December 2009. She joined the former Office of the Commissioner of Banking in December 1990, and took up the present position in January 2000.

Miss Winnie Yeung is the executive director of Cimigo. Prior to joining the company, she was the director of Customized Research at The Nielsen Company , Hong Kong. She had additional roles of champion of banking, insurance and finance industry group and is an expert in the realm of customer and employee satisfaction/ mystery shopper studies.

Winnie is a research expert with over 16 years of experience. Handling clients from all kinds of industries including public utilities, telecommunications, transportation, Fast Moving Consumer Good (FMCG), the insurance and finance sector, the pharmaceutical industry, retail and statutory bodies. She has vast experience of designing local or cross-country research projects; specifically projects relating to customer and employee satisfaction and loyalty, mystery shopping, new product launches and brand building. Prior to joining ACNielsen, she worked for Taylor Nelson Sofres.

Winnie holds a Bachelor degree of Social Science from the Chinese University of Hong Kong, major in Psychology and minor in Sociology.

Miss Ying Hong, a senior economist with a doctorate’s degree of economics from Wuhan University. As the current deputy general manager of Wealth Management and Private Banking Department of CCB, she is in charge of the development planning, the building of mechanism for performance assessment and resource deployment, research and development of and innovation for differentiated products, personnel training, risk management, and other affairs in connection with wealth management and private banking. After graduation, she first worked as a lecturer in China University of Finance and Economics. She joined China Construction Bank in 1994. During the period between 2009.07—2010.7, she was delegated to assume a post as the member of Huanggang CPC Standing Committee and deputy mayor of Huanggang Municipal People’s Government in Hubei Province. Her monographs include Research on China’s Housing Financial System. She also participated in the compilation of such books as Securities Investment, Theories and Practices Concerning Monetary Banking, and Practices and Innovations in China’s Real Estate Financing. She also published several papers in magazines such as Financial Times, China Finance Post, China Business Times, Modern Commercial Bank Herald, and Investment Research.

Mr Zhu Qi has been appointed Executive Director and Chief Executive of Wing Lung Bank Limited since September 2008. He also holds the position of Executive Vice President of China Merchants Bank.

From 1986 until 2008, Mr Zhu worked with Industrial and Commercial Bank of China (ICBC). From 1994, he was assigned to ICBC Hong Kong Branch and became General Manager in 1998. From 2000 until 2008, he had been the Managing Director and Chief Executive Officer of Industrial and Commercial Bank of China (Asia) Limited.

Mr Zhu graduated from Dongbei University of Finance and Economics and has a Master degree in Economics from Middle China Economy and Financial University.